THE REPORTED-BROKER REGISTRY

Reported brokers.

Search our historical registry of reported brokers and investment platforms by name, website or alias. These records were supplied as a collection verified by the registry owner from affected clients’ reports over the years. Stay alert, report your experience, and check SARFUND directly.

No record does not mean a company is safe. Check its identity and regulatory permissions independently, and search SARFUND ↗.

41,191 imported listings

Reported broker record

Locker Global Management

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Kaufman Franz Wealth Management

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Rock Smith Options Limited

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Imperial Trade Management Limited

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Capital Trust Management

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Welch Burton Mergers & Acquisitions Inc.

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Prowex Solutions & Services Corporation (trading as Prowexinvest)

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Apollo Asset Management

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

United States Trading Commission

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Boston Mergers and Acquisitions Board

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Magnum Options

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →Reported broker record

Oak Harbour Limited

Domain not supplied

Historical reported-broker record. Read the record and its references, compare the exact identity, and check SARFUND directly.

View company details →

Historical records and new submissions

Reported broker record: an entry from the historical registry supplied by its owner. Public reference checks are recorded separately; they do not reset or erase the record’s reporting history.

New submission

A newly submitted account enters private review before publication.

Supporting evidence

Public summaries identify the supporting material available for the record.

Official warning

A warning linked to a named public authority. Check its date and scope.